Investment Management Set 1 MCQs

Q1 | To frame the investment policy the investor should have

knowledge about the company

investable funds

knowledge about the investment alternatives

knowledge about the markets with funds

Q2 | The stock is

small units of equal value called shares

knowledge about the markets with funds

express in terms of number of shares

fully paid up and partly paid up shares

Q3 | Equityshare holders rights are listed below .one of the rights is incorrect

right to have claims in the case of winding up of the company

right to vote at the general body meeting of the company

right to share profits in the form of dividends

right to receive a copy of the statutory report

Q4 | In a limited company

the share holders have to divided the debt of the company and pay

the share holders are not liable to pay the debt

the share holders have to pay the debt to the extent of their shares in the capital

common stock and preference shareholders have to pay the debt

Q5 | In case of nonvoting shares

the rights of voting stocks and nonvoting stocks are similar

rights and bonus issues for nonvoting shares can be issued in the form of voting shares

the nonvoting shares would become voting shares after a particular period of time

nonvoting shares carry higher dividends instead of voting rights

Q6 | Zero coupon bonds has its origin in

u.s security market

wall street

japans security market

dalal street

Q7 | Capital index bonds are linked with

bse sensex

nse nifty

consumer price index

bse-100

Q8 | The negotiable financial investment is different from the non negotiable financial investment interms of

maturity period

interest rate

transferability

face value

Q9 | investments made on a house property is a

financial investment

economic investment

non negotiable financial investments

non financial investments

Q10 | Which one of the following is not a money market security

treasury bills

national saving certificate

certificate of deposits

commercial paper

Q11 | Commercial paper are

unsecured promissory notes

secured promissory note

sold at premium

issued for a period of 1 to 2 years

Q12 | The present interest rate of PPF is

10%

8.5%

8.7%

8%

Q13 | .This particular schemes helps in deferring the tax payment

public provident fund

national saving certificate

national saving scheme

life insurance scheme

Q14 | SEBI has made mandatory for the companies to disclose

the yearly annual report

monthly report and annual report

quarterly and annual reporte

monthly review and annual report

Q15 | The minimum number of shares to be applied for is

100

200

300

500

Q16 | “Sell reliance petro shares at Rs.60”.this order is a

best arte order

limit order

discretionary order

stop loss order

Q17 | The settlement cycle in BSE and NSE are

10 days

8 days

7 days

15 days

Q18 | The rolling settlement period introduced in the stock exchange is

t+5

t+7

t+2

t+15

Q19 | Mumbai stock exchange was recognized on a permanent basis in

1956

1957

1950

1958

Q20 | The VASAT which connects the main central computer means

videshsanchar automated trading

videshsanchar aperture terminal

very special aperture terminal

very small aperture terminal

Q21 | Clearing and settlement operations of the NSE is carried out by

national security depository ltd

national security clearing cooperation

state bank of india

by the exchange itself

Q22 | Inter connected stock exchange is to interlink

the bse ,nse ,otcei

all the stock exchanges

fifteen regional stock exchanges

fourteen regional stock exchanges

Q23 | Over the counter exchange of India was started after the role model of

nasaq

jasaq

nasaq & jasaq

nse

Q24 | To be listed on the OTCEI, the minimum capital requirement for a company is

rs.5 crores

rs.3crores

rs.2 crores

rs.1 crores

Q25 | According to SEBI guidelines

all the new issues should be in depository mode

all the a group shares should be traded through nsdl

all the b group shares should be traded trough nsdl

all the above are true