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This set of Investment Management Multiple Choice Questions & Answers (MCQs) focuses on Investment Management Set 1

Q1 | To frame the investment policy the investor should have
  • knowledge about the company
  • investable funds
  • knowledge about the investment alternatives
  • knowledge about the markets with funds
Q2 | The stock is
  • small units of equal value called shares
  • knowledge about the markets with funds
  • express in terms of number of shares
  • fully paid up and partly paid up shares
Q3 | Equityshare holders rights are listed below .one of the rights is incorrect
  • right to have claims in the case of winding up of the company
  • right to vote at the general body meeting of the company
  • right to share profits in the form of dividends
  • right to receive a copy of the statutory report
Q4 | In a limited company
  • the share holders have to divided the debt of the company and pay
  • the share holders are not liable to pay the debt
  • the share holders have to pay the debt to the extent of their shares in the capital
  • common stock and preference shareholders have to pay the debt
Q5 | In case of nonvoting shares
  • the rights of voting stocks and nonvoting stocks are similar
  • rights and bonus issues for nonvoting shares can be issued in the form of voting shares
  • the nonvoting shares would become voting shares after a particular period of time
  • nonvoting shares carry higher dividends instead of voting rights
Q6 | Zero coupon bonds has its origin in
  • u.s security market
  • wall street
  • japans security market
  • dalal street
Q7 | Capital index bonds are linked with
  • bse sensex
  • nse nifty
  • consumer price index
  • bse-100
Q8 | The negotiable financial investment is different from the non negotiable financial investment interms of
  • maturity period
  • interest rate
  • transferability
  • face value
Q9 | investments made on a house property is a
  • financial investment
  • economic investment
  • non negotiable financial investments
  • non financial investments
Q10 | Which one of the following is not a money market security
  • treasury bills
  • national saving certificate
  • certificate of deposits
  • commercial paper
Q11 | Commercial paper are
  • unsecured promissory notes
  • secured promissory note
  • sold at premium
  • issued for a period of 1 to 2 years
Q12 | The present interest rate of PPF is
  • 10%
  • 8.5%
  • 8.7%
  • 8%
Q13 | .This particular schemes helps in deferring the tax payment
  • public provident fund
  • national saving certificate
  • national saving scheme
  • life insurance scheme
Q14 | SEBI has made mandatory for the companies to disclose
  • the yearly annual report
  • monthly report and annual report
  • quarterly and annual reporte
  • monthly review and annual report
Q15 | The minimum number of shares to be applied for is
  • 100
  • 200
  • 300
  • 500
Q16 | “Sell reliance petro shares at Rs.60”.this order is a
  • best arte order
  • limit order
  • discretionary order
  • stop loss order
Q17 | The settlement cycle in BSE and NSE are
  • 10 days
  • 8 days
  • 7 days
  • 15 days
Q18 | The rolling settlement period introduced in the stock exchange is
  • t+5
  • t+7
  • t+2
  • t+15
Q19 | Mumbai stock exchange was recognized on a permanent basis in
  • 1956
  • 1957
  • 1950
  • 1958
Q20 | The VASAT which connects the main central computer means
  • videshsanchar automated trading
  • videshsanchar aperture terminal
  • very special aperture terminal
  • very small aperture terminal
Q21 | Clearing and settlement operations of the NSE is carried out by
  • national security depository ltd
  • national security clearing cooperation
  • state bank of india
  • by the exchange itself
Q22 | Inter connected stock exchange is to interlink
  • the bse ,nse ,otcei
  • all the stock exchanges
  • fifteen regional stock exchanges
  • fourteen regional stock exchanges
Q23 | Over the counter exchange of India was started after the role model of
  • nasaq
  • jasaq
  • nasaq & jasaq
  • nse
Q24 | To be listed on the OTCEI, the minimum capital requirement for a company is
  • rs.5 crores
  • rs.3crores
  • rs.2 crores
  • rs.1 crores
Q25 | According to SEBI guidelines
  • all the new issues should be in depository mode
  • all the a group shares should be traded through nsdl
  • all the b group shares should be traded trough nsdl
  • all the above are true