Indian Financial System Set 7
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This set of Indian Financial System Multiple Choice Questions & Answers (MCQs) focuses on Indian Financial System Set 7
Q1 | ALBM (Automated Lending &Borrowing Mechanism) was introduced by
- nsdl
- sebi
- nsccl
- cdsl
Q2 | under public issue of shares, reservation for permanent employees
- 10%
- 25%
- 15%
- 50%
Q3 | The conditions to be satisfied by a public company for issuing Right shares arespecified in --------------of Companies Act.1956
- sec.75
- sec.79
- sec.81
- sec.91
Q4 | ----------- is a method of cancellation of shares
- book building
- bonus issue
- buy back
- reissue
Q5 | Which of the following is / are method of Buy back of shares
- tender offers
- open offers
- dutch auction
- all the above
Q6 | Over the Counter Exchange of India commenced operation in the year
- 1988
- 1992
- 1995
- 1989
Q7 | Members of the OTCEI are---------- only
- individuals
- corporates
- financial institution
- banks
Q8 | The whole sale market segment for NSE is meant for
- corporate securities
- govt.securities
- securities of mncs
- securities of financial institutions
Q9 | As per SEBI guidelines, a new company which has not completed 12 monthscommercial productions has to issue shares at -------
- discount
- premium
- par
- any of the above
Q10 | National Stock Exchange (NSE) established in the year
- 1990
- 1992
- 1995
- 1999
Q11 | Method of trading in NSE is
- floor based- order driven
- screen based- code driven
- screen based - order driven
- floor based - quote driven
Q12 | Method of trading in OTCEI is
- floor based- order driven
- screen based- code driven
- screen based - order driven
- floor based - quote driven
Q13 | -------- are eligible to list in OTCEI
- small companies
- large companies
- medium size companies
- small and medium size companies which are not listed in any other stock exchange
Q14 | Discount and Finance House of India (DFHI) mainly deals in
- commercial bills
- corporate securities
- treasury bills
- commercial papers
Q15 | -------- of shares is the first step in depository process
- mutualisation
- mobilisation
- immobilisation
- rematerialisation
Q16 | In depository system, --------- is a link between depository and the owner.
- depository participant
- register and transfer agent
- issuer
- custodian.
Q17 | “A central location for keeping securities on deposit” is
- stock exchange
- investment bank
- depository
- merchant banks
Q18 | The group of shares which are not permitted for short selling are
- a group
- b group
- t group
- none of these
Q19 | --------- group includes shares of companies which have failed to comply with listingrequirements
- a group
- b group
- t group
- z group
Q20 | In listed scrips, --------- group includes small cap stocks.
- s group
- ts group
- t group
- z group
Q21 | Shares of well established and financially sound compnies,with very little investmentrisk and good history of earnings is known as
- alpha shares
- blue chip shares
- star stock
- beta stock
Q22 | In a stock exchange where the ownership, management and trading are concentrated in asingle group, it is called
- mutual exchange
- recognised exchange
- dominant exchange
- un -recognised exchange
Q23 | In India, currently method of calculation of stock indexes is
- free float market capitalisation
- full float market capitalisation
- fixed float market capitalisation
- minimum float market capitalisation
Q24 | Fully automated screen based trading system in NSE is known as
- bolt
- albm
- bliss
- neat
Q25 | The Chief promoter of National Securities Depository Limited (NSDL) is
- nabard
- bse
- nsccl
- nse