POLS 206 Exam 2 Fulton (tamu)

How can a presidential veto be overridden?

by 2/3's vote in the house and senate

T/F the president can just make treaties

false, must have 2/3 vote in senate

Executive

A person or group that has administrative and supervisory responsibilities in an organization or government.

Weak Executive Model

A model of the presidency in which the executive would have a limited term, would have no veto power, and would be allowed to exercise only the authority explicitly granted by congress.

Strong Executive Model

A model of the presidency in the powers of the executive office are significant and independent from congress.

Positive Government

The idea that the government should play a major role in preventing or dealing with the crisis that faces the nation

Informal/inherent powers of the president

executive order
executive agreement
executive privilege
issue executive pardons

T/F
executive agreements are a contract between 2 or more nations, they're similar to a treaty, but don't require 2/3's vote from senate

true

President can withhold information that affects national security and official duties

executive privilege

Which Amendment is for states rights

10th amendment

NAFTA, GATT are examples of

executive agreements

What view of presidential power thinks the president should only be able to do what's listed in the constitution

Restrictive view of presidential power

View that the president is a supervisor of the people and should do anything not prohibited by the constitution

Stewardship Doctrine

View that pres must do what is necessary to protect the constitution

prerogative view

Prerogative president example

Abe Lincoln, did many unconstitutional things to protect the Union, the country and the constitution

T/F
the vice president has different powers than the president

false, lists no formal executive powers or responsibilities

Contradictions of the president

listen, but lead
be ordinary, but extraordinary
be nonpartisan, but also represent their party

Set the president up for failure

presidential paradoxes or contradictons

Why has presidential power grown?

- individual leadership,
- public expectations,
- congressional delegation of authority

2 most ambiguous clauses

1- take care clause
2- commander-in-chief clause

Uses the rally effect to expand powers (post disaster, country comes together)
pres can send troops w/o congress approval (not declaring war)

commander in chief clause

Take care clause means

- president "takes care" that laws are faithfully executed
- can authorize bureaucracy to take action

T/F precedent expands presidential power

true, once one can do it, they all can

Precedent set by George Washington

executive order
executive privilege

Take care clause lead to the formation of what powers

executive order
executive privilege
executive agreements

What act tried to limit the commander in chief clause?

war powers act of 1973
largely unsuccessful
pres must now notify congress 48 hours prior and get approval before sending troops on a mission if it will last longer than 60 days

Unitary office means

presidents are held accountable b/c there is just one of them and they're supposed to be the top person

National constituency =

before the great depression, govt was limited, then FDR raised public expectation that govt was supposed to ensure prosperity

T/F congressional delegation of authority further limits the pres powers

false, it expands them further, giving pres new responsibilities

Why does congress delegate authority

congress doesn't want to decide controversial, unpopular issues, or the issue is too complex, or it's not going to get them noticed in that MC's district

- Inside the beltway bargaining
- Approval ratings
- Going public
Are all examples of

president's persuasion techniques

T/F
modern presidents still use Inside the beltway bargaining

false, really a 19th and early 20th century presidential trait

T/F
inside the beltway bargaining led to the partisanship being less polarized

false, made even greater partisan polarization

Presidents are most productive during their______

honeymoon phase, when they 1st take office

- Economic state
- Scandals
- International events

factors that affect approval ratings

Reasons why many are concerned with the president going public

- no benefit from compliance with pres (no bargaining)
- non compliance could result in not getting reelected
- president can convince public easier than congress

Demagogue (dema-gog-ree) is what

the founding fathers feared that the president could inspire passion in factions and squash minority factions/views

T/F
going public is a 20th century phenomenon

true, except andrew johnson who was in the 19th century

Pocket Veto

The veto resulting from a president taking no action, before Congress adjourns, on legislation that has passed Congress.

Party Polarization

Situation in which policy positions within political parties become more homogeneous, and policy positions across the parties move farther apart.

Unilateral Powers

Presidential directives that carry the weight of a law, even though they have not been formally endorsed by Congress.

Signing Statements

Pronouncements of how the president intends to interpret and apply a law when he signs a bill into a law.

National Security Directive

A type of executive order with the force of a law authorizing federal agencies or officials to take some action to protect national security.

Bureaucracy

The term used to refer to the agencies of the federal government. It also refers to an organizational framework and has negative connotations.

Neutral Competence

The idea that agencies should make decisions based on expertise rather than political considerations.

Cabinet departments

The 15 largest and most influential agencies of the federal bureaucracy.

Independent agencies

Federal agencies that are not part of the cabinet-level executive departments.

Advisory committees

Temporary or permanent organizations created to provide information and technical expertise to the bureaucracy.

Overhead democracy

The idea that the bureaucracy is controlled through the oversight of elected officials, who are chosen by the people, thus giving the populace control over the bureaucracy.

Legislative veto

Congress has the ability to reject an action or decision of the bureaucracy.

Adverse selection

Principal's lack of information about the abilities of an agent.

Moral hazard

Principal's lack of information about the effort of an agent.

Going Public

Political strategy in which the president appeals to the public in an effort to persuade congress

- Potential to mislead
- Don't get supported
- Lose approval

risks of going public

President's key to overall success depends on...

number of legislators that are members of the same political party in congress

Brownlow commission (1930's) did what

decided that the president needed help, established the Executive Office of the President (EOP)

Office of Management and Budget does what?

reviews cabinets budget proposals, sees if it aligns w/ president's agenda

How many members are on the Council of Economic Advisers (CEA) and how are they selected

3 members
nominated by president, confirmed by senate

Who is part of the EOP?

Most important
- White house office
- Management and Budget (OMB)
- National security Council
- Council of Economic Advisers

White House Office

Section of EOP that houses many of most influential advisors to president
- Chief of staff (gatekeeper to pres)
- Presidential speechwriters
- Legal Council
- Press Sec.
- Assistant to domestic, foreign and economic policy

OMB

Agency of EOP that is responsible for helping the president in creating the budget

National Security Council

Group of presidential advisors to advise president on National Security Issues
- Vice President
- Attorney General
- Cabinet officers

How is the EOP Selected?

Selected by President

Hierarchical Model

Method of organizing the presidency that calls for clear lines of authority and that delegates responsibility from the president and through the chief of staff

Spokes of the wheel Model

Method of organizing the presidency that calls for the president to be the center of activity with many advisor reporting directly to him.

Rally Around the Flag Effect

Occur in response to a crisis, or dramatic presidential actions in response to something

Example of Rally around the Flag Effect

9/11 with Bush, opinions on his job performance became overwhelming positive.

T/F National Security council requires senate confirmation

false, president nominates, no confirmation needed

Office of Mgmt and budget director is selected by

nominated by president, confirmed by senate

T/F all whitehouse staffers must be confirmed by the senate

false, NONE of them get confirmed, presidents nominates them, usually along the campaign trail

T/F president selects the majority of bureaucracy members

false, selects less than 1% of the 2.7 million ppl, so ~4000 ppl

Gatekeeper to president called

chief of staff

How many federal agencies are there

181

4 Main Bureaucratic Types

- Cabinet Level Departments (FBI)
- Independent Executive Agencies (NSA,EPA)
- Independent Regulatory Commissions (FEC)
- Government Corporations (FDIC,USPS)

Cabinet Level Departments

EX: FBI, National Park Service, Department of Defense
-15 Broad areas of government responsibility
- Members nominated by pres. confirmed by senate

Independent Executive Agencies

EX: NSA, EPA, CIA
- Members nominated by pres. confirmed by senate
- Outside of cabinet department b/c pres. wants swift and effective action
- Created to be closer to pres, report directly to pres.

Independent Regulatory Commissions

EX: Federal Election Commission (FEC), Federal Reserve Board (FED)
- Remain independent from Pres. and politicians
- Deal with complex economic or tech. issues

Government Corporations

EX: USPS, PBS, Federal Deposit Insurance Corp. (FDIC)
- Semi Independent agencies
- Designed to serve public interests

Ideal Type of Bureaucracy

- Hierarchy Control
- Division of Labor and Specialization
- Consistent Set of Abstract Rules
- Meritocracy (ppl are selected by expertise and performance)

Why do we fail to form to Ideal Bureaucracy

- Rarely fit the Ideal Type
- Inconvenient , unnecessary regulations
- "RED TAPE

Red-tape

The different rules and procedures unnecessary.

Examples of Red-tape

Required licenses to fish
Permit to change lighting fixture

How many ppl are employed in the bureaucracy

~2.7 million

What is the biggest executive branch unit

cabinet depts

How many broad areas are the responsibility of the govt

15, broken down into subsidiary agencies

Independent regulatory commissions are constantly involved w/ politics and the president

false, they are completely separate from politics, ex(FEC, fed elections commission)

T/F
Members of the cabinet are nominated by the president and confirmed by senate

true

Deregulation

The reduction or elimination of government rules and regulations that interfere with the efficient operation of market forces.

NASA
CIA
EPA
Are all examples of?

Independent executive agencies

T/F
Independent executive agencies are within the cabinet

false, outside the cabinet, but close to the president

Examples of govt corporations

USPS, FDIC, PBS

Spoils System

System of governing where political positions and benefits are given to the friends of the winner

System where jobs are given based on relevant skill and experience

merit system

Merit System

System of governing in which jobs are given based on relevant expertise and ability to perform

System where its not what you know, it's who ya know

spoils system

System that promotes corruption and incompetence

spoils system

System that reduces potential for incompetence, corruption and partisanship

merit system

Marrying the Natives

-Once appointed, even loyal officials tend to become agents of their departments or bureaus instead of to the president
-Political appointees typically serve short terms and are often unfamiliar with the rules, programs, and political relationships of the

Bureaucratic Rulemaking

the process in which the bureaucracy decides what the laws passed by congress mean and how they should be carried out

Adjudication

The process of determining whether a law or rule established by the bureaucracy has been broken

Rulemaking and Adjudication make the bureaucracy like what?

legislatures and courts

Theories of Bureaucratic Behavior

Inefficient and Contradictory
- Whilliam Niskanen
- Gordon Tullock
- Herbert Simon ( Bounded rationality )

Bounded Rationality

Herbert Simons theory that humans "satisfice" rather than maximise

Satisficing

Choosing a possible alternative that is good enough to solve the problem but may not be the best possible solution and choosing it.

How to limit Bureaucratic Drift

- Fire Alarm Oversight
- Power of Purse
- President Nomination Power
- Police Patrol Oversight

Police Patrol Oversight

The active oversight of the bureaucracy by elected officials to make sure that it is acting according to the wishes of the ppl

Fire Alarm oversight

Oversight becomes active only when there is evidence of bureaucracy doing wrong.

Power of Purse

- Congress has power to set agency budgets
- Can withhold money from the agency apportion

Agency Capture

Describes an agency operates for the benefit of those who regulate it.
- Problematic because influence and corrupts agencies

Legislative Veto

Congress has the ability to reject an action or decision of the bureaucracy.

Sunshine laws

Laws intended to keep the bureaucracy accountable to the ppl by requiring that agency meetings to be open and public.

Appointment Power

Power of the president that enables him to control the bureaucracy by selecting the ppl who will head its agencies.

Impoundment

Limited ablity of the president to not spend money approved by congress

Executive Orders

Directives of the president that have the same weight as a law and are not voted on by congress

Federal Register

Agencies must post all finalized rules in the Federal Register

Red Tape

.....

Examples of Red Tape

.....

Iron Triangles

Term used to describe the relationship between
- Congress (Funding to Bureaucracy)
- Bureaucracy (Favorable Regulations to Interest groups)
- Special Interest Groups (Give electoral support to Congress Members)

Policy Subsystems

Networks of groups with an interest in a specific policy issue of area
- More likely to operate than Iron triangles

How supreme court decides

5 justices sign the majority opinion

How many levels of federal judiciary

3, district court, supreme court, court of appeals

District Courts

- 94 Courts
- Criminal and Civil cases involving Federal Law
- Hear about 300,000 cases each year
- Where most cases begin and end
- 90% of federal cases begin here
- Each state has at least one

Court of Appeal

- 13 Circuits
- Defendants who lost case in District Court
- Hear about 60,000 cases each year

Supreme Court

- Final court of appeal
- Cases from Federal and State courts
- Original Jurisdicition on disputes between states
- Hear about 100 cases a year
<1% petitions

How long are justices appointed for?

Life

How are justices appointed?

Nominated by President, Confirmed by Senate

How many district courts

94

How many circuits

13

Single most important function performed by agencies of government

Bureaucracy interpreting and enacting law

T/f
Suprem Court hear less than 1% of cases patitioned

true

o 2/3's of house and senate
o 2/3 of states apply for amendment
o � vote of state legislators
o � vote to ratify the constitution
Are all ways to what?

how to get an constitutional amendment or ratification

T/f
Total majority must be met for Suprem Court to hear a case

false, rule of 4's 4/9 must want it to hear it

Powers of Supreme Court

- Has both original and appellate Jurisdiction
- SC can deny certiorari
-

Limitations of the Supreme Court

- President and Congress have ignored SC rulings
-The Legislative veto was ruled unconstitutional but is still used
- Congress can write laws limiting SC
- They can alter the size and jurisdiction of the SC
- President nominates justices whose ideology ma

Amicus curiae breif

friends of the court file them
interest groups and ppl concerned with case outcome

Rule of 4's

4/9 justices can make Supreme Court hear a case

Iron traingles aren't common, what system is used

uses subsystem= specific interest groups

President of the Senate

Vice President holds this position
President Pro Tempore is next in line
- has to be chosen by members of senate if VP is gone

Majority Leader

Single most powerful person in senate
- elected by members of the House and Senate
- Controls the legislative agenda

Speaker of the House of Rep.

Presides over the house
- Most powerful person in the chamber
- Responsible for many parliamentary duties
-Recognizing speakers

Structure of Federal Judiciary

Dual Structure
- Federal (US constitution)
- District Courts
- Court of Appeal
- Supreme Court
- State (State Constitution)

Marbury V. Madison

The 1803 case in which the court asserted the power of judicial review

Judicial conference

A committee of district and appellate judges that reviews the needs of the federal judiciary and makes recommendations to Congress

Collegial courts

Courts in which groups of judges decide cases based on a review of the record of lower-court trial

Judicial review

The power to review decisions of the lower courts and to determine the constitutionality of laws and actions of public officials
- Given power by Marbury V. Madison

En banc

A procedure in which all the members of a U.S court of appeals hear and decide a case

Writ of certiorari

An order from a higher court to a lower court ordering the lower court to turn over transcripts and documents of a case for review. The U.S Supreme Court formally exercises its discretionary powers over what cases to hear by issuing a writ of certiorari,

Concurring opinion

An opinion written by a Supreme Court justice who agrees with the ruling of the court but not the reason behind it.

Plurality opinion

A decision of the Supreme Court in which a majority of the Court agrees on a decision, but there is no majority agreement on the reason for the decision

Dissenting opinions

An opinion written by a Supreme Court justice who is in the minority that presents the logic and thinking of the justices who opposed the majority opinion

Theories of judicial decision making

- Legal Model
- Slot Machine Theory
- Legal Realist Model
- Attitudinal model
- Strategic Model

Legal model

A view of judicial decision making that argues that judges set aside their own values and make decisions based solely on legal criteria, evidence, and the Constitution
- Traditional model in law school

Slot machine theory

- Where they compare constitutional provisions involved with the statute being challenged and find what the law says and report it.
- The view of judicial review that all judges do is lay the constitutional provision involved beside the statute being chal

Legal realist model

A model of judicial decision making, that argues that personal values and ideologies of the judge affect a judge's decisions.
- That judges must set aside conflicting principles and balance the law and precedent with their judgment about the effect their

Attitudinal model

A model that suggests that judges' decisions are largely, if not exclusively, determined by their personal ideological and policy preferences

Strategic model

The view that sincere voting does not always maximize utility
- Therefore, judges will have to act strategically to get the help they need, even casting votes that don't reflect their personal preferences

Writ of mandamus

A court order requiring a public official to preform an official duty over which he or she has no discretion

Originalism

The idea that Supreme Court justices should interpret the Constitution in terms of the original intentions of the framers

Judicial restraint

A view of Supreme court decision making that calls for the Court to defer policymaking to the other branches of government

Judicial activism

A view of Supreme Court decision making that calls for the court to take an active role in policymaking through its interpretation of the Constitution

Legislative interpretation

A ruling of the Supreme Court in which the court interprets on the meaning and intent of statute passed by congress. Congress can overturn a decision based on legislative interpretation by passing another law

Constitutional interpretation

A ruling of the Supreme Court that declares a law unconstitutional based the court's interpretation of the Constitution. A constitutional interpretation cannot be overturned by a simple statute