Series 6 Chapter 3

False

False

True

True

False

False

False

True

2

26

30

10

Spread

Standby

Nonexempt

Exempt

Yes

Yes

No

No

Yes

No

Fourth

True

False

True

True

False

Regular

1,000

Dividend Record Date

Declaration Date

Trade date

False

False

False

False

Securities act of 1933

Securities act of 1934

1933

1934

1933

1933

1934

1933

1933

1934

1934

1934

False

false

False

True

True

False

False

True

True

FIFO

3000

True

True

True

Board of directors

1 and 3

ordinary income

0%

False

False

True

False

True

False

True

trust

1 and 4

Rollover

Qualified Plan

Funding

1 and 3

FIFO

2 and 3

Securities Act of 1933

Bankruptcy

hedge funds

7600

2 and 3

2 and 3